B. Riley Financial 401(k) match, vesting and fees
What B. Riley Financial's 401(k) plan says about matching contributions
Plan features
Match, vesting and enrollment details have not been published from this plan's audit report yet. The figures below come from the structured filing.
| Recordkeeper | Fidelity Investments Institutional | Schedule C ↗ |
| Independent auditor | Weinberg & Company, P.A. (unmodified opinion, limited scope) | Schedule H ↗ |
| Plan type and status | 401(k) · Active | Form 5500 ↗ |
Plan history
Plan assets went from $254M at the end of plan year 2021 to $290M at the end of plan year 2024.
| Plan year | Participants | Assets | Employer contributions | Per participant | Admin expense ratio | Match formula | Filing |
|---|---|---|---|---|---|---|---|
| 2024 | 2,052 | $290M | $2.4M | $1,389 | 0.02% | Not published | Form 5500 ↗ |
| 2023 | 2,126 | $256M | $2.6M | $1,306 | 0.05% | Not published | Form 5500 ↗ |
| 2022 | 2,048 | $204M | $2.3M | $1,250 | 0.04% | Not published | Form 5500 ↗ |
| 2021 | 1,913 | $254M | $2.1M | $1,198 | 0.06% | Not published | Form 5500 ↗ |
Common questions
Does B. Riley Financial match 401(k) contributions?
The match terms for the B. Riley Financial, Inc. 401(k) Profit Sharing Plan have not been published from its filing yet. The plan year 2024 filing reports $2.4M in employer contributions, about $1,389 per participant. That total includes any match and profit-sharing; it is not a match formula.
When is the B. Riley Financial 401(k) match vested?
The vesting schedule for the B. Riley Financial, Inc. 401(k) Profit Sharing Plan is not in the data published so far. Your Summary Plan Description states it.
Who manages the B. Riley Financial 401(k)?
The recordkeeper listed on Schedule C of the plan year 2024 filing is Fidelity Investments Institutional. The plan administrator is B. Riley Financial, Inc..
I left B. Riley Financial. How do I find my old 401(k)?
Your account stays in the plan until you move it. Contact the plan administrator (B. Riley Financial, Inc., (310) 966-1444) or the recordkeeper, Fidelity Investments Institutional. The B. Riley Financial old 401(k) page lists the contacts from every plan filing. Find an old B. Riley Financial 401(k)
Data from the public Form 5500 annual reports B. Riley Financial filed with the U.S. Department of Labor (plan years 2021 and 2022 and 2023 and 2024) and, where noted, the attached independent auditor's report. Plan terms may have changed since the filing; check your current Summary Plan Description. PlanFacts is not affiliated with B. Riley Financial. Not financial advice. Report a correction · Methodology