Find an old Caterpillar 401(k)
Caterpillar 401(k) Savings Plan
Caterpillar Inc. · Plan 035 · EIN 37-0602744 · Irving, TX
| Plan administrator | Caterpillar Inc. 100 NE Adams St Ab4400, Peoria, IL 61629 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Alight Solutions LLC | Schedule C ↗ |
| Former employees with balances | 14,936 separated participants still had money in the plan | Form 5500 ↗ |
Caterpillar Inc. Tax Deferred Retirement Plan
Caterpillar Inc. · Plan 033 · EIN 37-0602744 · Irving, TX
| Plan administrator | Caterpillar Inc. 100 NE Adams St Ab4400, Peoria, IL 61629 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Alight Solutions LLC | Schedule C ↗ |
| Former employees with balances | 2,788 separated participants still had money in the plan | Form 5500 ↗ |
Caterpillar Global Mining Legacy Hourly Employees' Savings Plan
Caterpillar Inc. · Plan 037 · EIN 37-0602744 · Irving, TX
| Plan administrator | Caterpillar Inc. 100 NE Adams St Ab4400, Peoria, IL 61629 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Alight Solutions LLC | Schedule C ↗ |
| Former employees with balances | 191 separated participants still had money in the plan | Form 5500 ↗ |
Caterpillar Inc. Retirement Income Plan
Caterpillar Inc. · Plan 002 · EIN 37-0602744 · Irving, TX
| Plan administrator | Caterpillar Inc. 100 NE Adams St. Ab4400, Peoria, IL 61629 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Alight Solutions | Schedule C ↗ |
| Former employees with balances | 5,565 separated participants still had money in the plan | Form 5500 ↗ |
Caterpillar Inc. Non-Contributory Pension Plan
Caterpillar Inc. · Plan 001 · EIN 37-0602744 · Irving, TX
| Plan administrator | Caterpillar Inc. 100 NE Adams St. Ab4400, Peoria, IL 61629 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Alight Solutions LLC | Schedule C ↗ |
| Former employees with balances | 1,071 separated participants still had money in the plan | Form 5500 ↗ |
Caterpillar Global Mining Legacy Hourly Employees' Pension Plan
Caterpillar Inc. · Plan 039 · EIN 37-0602744 · Irving, TX
| Plan administrator | Caterpillar Inc. 100 NE Adams St. Ab4400, Peoria, IL 61629 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Alight Solutions LLC | Schedule C ↗ |
| Former employees with balances | 160 separated participants still had money in the plan | Form 5500 ↗ |
Caterpillar 401(k) match, vesting and fees →
Found it? Your options
| Leave it | Often allowed if your balance is over $7,000. You keep the plan's investments and fees. |
| Move it to your new job's plan | If the new plan accepts roll-ins. Ask the new plan's recordkeeper. |
| Roll it into an IRA | More investment choices, and you control it. A direct rollover avoids withholding and penalties. |
| Cash out | Usually taxed, plus a 10% penalty if you are under 59½. |
General information, not financial or tax advice. Rules depend on your plan and situation.
How to track down the account
- Call the plan administrator or recordkeeper listed on the filing. Have your name, Social Security number and dates of employment ready.
- If the plan terminated, ask the administrator where balances went (another plan, an IRA provider, or a state unclaimed-property office).
- Over 65? Also check the Department of Labor's Retirement Savings Lost and Found database.
Common questions
How do I find my old Caterpillar 401(k)?
Contact the plan administrator listed on the plan's Form 5500 filing: Caterpillar Inc., (309) 675-1000. The accounts are held by the recordkeeper, Alight Solutions LLC. Have your Social Security number and dates of employment ready.
What is the Caterpillar 401(k) phone number?
The plan administrator phone number on the plan year 2024 filing is (309) 675-1000.
Contacts are as filed on each plan's latest Form 5500 and may be out of date. PlanFacts is not affiliated with Caterpillar and does not hold accounts. Not financial advice. Report a correction