Dukes Root Control 401(k) match, vesting and fees
What Dukes Root Control's 401(k) plan says about matching contributions
Plan features
Match, vesting and enrollment details have not been published from this plan's audit report yet. The figures below come from the structured filing.
| Recordkeeper | Hightower Advisors, LLC | Schedule C ↗ |
| Independent auditor | Wiss & Company (unmodified opinion, limited scope) | Schedule H ↗ |
| Plan type and status | 401(k) · Active | Form 5500 ↗ |
How the plan compares
Plan year 2025 medians for 127 defined-contribution plans in utilities with 100 to 499 participants.
| Dukes Root Control: employer contribution per participant | $3,117 | |
| Peer median | $3,995 |
| Dukes Root Control: average balance | $90,121 | |
| Peer median | $115,215 |
| Dukes Root Control: admin expenses ÷ assets | 0.33% | |
| Peer median | 0.29% |
Admin expenses are the plan's reported administrative expenses divided by its assets; they do not include fund expense ratios.
Plan history
Plan assets went from $22.2M at the end of plan year 2023 to $23M at the end of plan year 2025.
| Plan year | Participants | Assets | Employer contributions | Per participant | Admin expense ratio | Match formula | Filing |
|---|---|---|---|---|---|---|---|
| 2025 | 394 | $23M | $795K | $3,117 | 0.33% | Not published | Form 5500 ↗ |
| 2024 | 378 | $22.6M | $665K | $2,903 | 0.23% | Not published | Form 5500 ↗ |
| 2023 | 311 | $22.2M | $567K | $3,079 | 0.30% | Not published | Form 5500 ↗ |
Other Dukes Root Control plans (1)
Each plan files its own Form 5500. Figures are from each plan's latest filing.
Duke'S Root Control, Inc. 401(k) Plan
Plan features
Match, vesting and enrollment details have not been published from this plan's audit report yet. The figures below come from the structured filing.
| Recordkeeper | UBS Financial Services, Inc. | Schedule C ↗ |
| Independent auditor | Wiss & Company (unmodified opinion, limited scope) | Schedule H ↗ |
| Plan type and status | 401(k) · Active | Form 5500 ↗ |
Common questions
Does Dukes Root Control match 401(k) contributions?
The match terms for the Duke'S Root Control, Inc. 401(k) Plan have not been published from its filing yet. The plan year 2025 filing reports $795K in employer contributions, about $3,117 per participant. That total includes any match and profit-sharing; it is not a match formula.
When is the Dukes Root Control 401(k) match vested?
The vesting schedule for the Duke'S Root Control, Inc. 401(k) Plan is not in the data published so far. Your Summary Plan Description states it.
Who manages the Dukes Root Control 401(k)?
The recordkeeper listed on Schedule C of the plan year 2025 filing is Hightower Advisors, LLC. The plan administrator is Dukes Root Control, Inc..
I left Dukes Root Control. How do I find my old 401(k)?
Your account stays in the plan until you move it. Contact the plan administrator (Dukes Root Control, Inc., (800) 447-6687) or the recordkeeper, Hightower Advisors, LLC. The Dukes Root Control old 401(k) page lists the contacts from every plan filing. Find an old Dukes Root Control 401(k)
Data from the public Form 5500 annual reports Dukes Root Control filed with the U.S. Department of Labor (plan years 2023 and 2024 and 2025) and, where noted, the attached independent auditor's report. Plan terms may have changed since the filing; check your current Summary Plan Description. PlanFacts is not affiliated with Dukes Root Control. Not financial advice. Report a correction · Methodology