Find an old Herbert J Sims 401(k)
Herbert J Sims 401(k) Plan
Herbert J Sims & Co. Inc. · Plan 002 · EIN 13-5213180 · Fairfield, CT
| Plan administrator | Herbert J Sims & Co. Inc. 2150 Post Road, Suite 301, Fairfield, CT 06824 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Prudential Insur Comp of America | 2023 Schedule C ↗ |
| Former employees with balances | 27 separated participants still had money in the plan | Form 5500 ↗ |
Herbert J. Sims & Co. Inc. Savings & Retirement Plan of Puerto Rico
Hj Sims Capital Management of Puerto Rico Inc. · Plan 003 · EIN 13-5213180 · Guaynabo, PR
| Plan administrator | Hj Sims Capital Management of Puerto Rico Inc. 1 Calle 1 Ph 400-A, Metro Office Park, Guaynabo, PR 00969 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Not listed on Schedule C (small plans often don't file one) | |
| Termination | The plan year 2024 filing is marked as the final filing: assets were distributed or moved. Contact the administrator about where your balance went. | Form 5500 ↗ |
Herbert J Sims 401(k) match, vesting and fees →
Found it? Your options
| Leave it | Often allowed if your balance is over $7,000. You keep the plan's investments and fees. |
| Move it to your new job's plan | If the new plan accepts roll-ins. Ask the new plan's recordkeeper. |
| Roll it into an IRA | More investment choices, and you control it. A direct rollover avoids withholding and penalties. |
| Cash out | Usually taxed, plus a 10% penalty if you are under 59½. |
General information, not financial or tax advice. Rules depend on your plan and situation.
How to track down the account
- Call the plan administrator or recordkeeper listed on the filing. Have your name, Social Security number and dates of employment ready.
- If the plan terminated, ask the administrator where balances went (another plan, an IRA provider, or a state unclaimed-property office).
- Over 65? Also check the Department of Labor's Retirement Savings Lost and Found database.
Common questions
How do I find my old Herbert J Sims 401(k)?
Contact the plan administrator listed on the plan's Form 5500 filing: Herbert J Sims & Co. Inc., (203) 418-9000. The accounts are held by the recordkeeper, Prudential Insur Comp of America. Have your Social Security number and dates of employment ready.
What is the Herbert J Sims 401(k) phone number?
The plan administrator phone number on the plan year 2024 filing is (203) 418-9000.
Contacts are as filed on each plan's latest Form 5500 and may be out of date. PlanFacts is not affiliated with Herbert J Sims and does not hold accounts. Not financial advice. Report a correction