Potentis Capital 401(k) match, vesting and fees
What Potentis Capital's 401(k) plan says about matching contributions
Plan features
Match, vesting and enrollment details have not been published from this plan's audit report yet. The figures below come from the structured filing.
| Recordkeeper | ADP, Inc. | Schedule C ↗ |
| Independent auditor | Forvis Mazars, LLP (unmodified opinion, limited scope) | Schedule H ↗ |
| Plan type and status | 401(k) · Active | Form 5500 ↗ |
How the plan compares
Plan year 2025 medians for 1,478 defined-contribution plans in finance and insurance with 100 to 499 participants.
| Potentis Capital: employer contribution per participant | $5,457 | |
| Peer median | $3,122 |
| Potentis Capital: average balance | $34,070 | |
| Peer median | $111,687 |
| Potentis Capital: admin expenses ÷ assets | 0.21% | |
| Peer median | 0.20% |
Admin expenses are the plan's reported administrative expenses divided by its assets; they do not include fund expense ratios.
Plan history
Plan assets went from $1.9M at the end of plan year 2024 to $4.1M at the end of plan year 2025.
| Plan year | Participants | Assets | Employer contributions | Per participant | Admin expense ratio | Match formula | Filing |
|---|---|---|---|---|---|---|---|
| 2025 | 130 | $4.1M | $649K | $5,457 | 0.21% | Not published | Form 5500 ↗ |
| 2024 | 144 | $1.9M | $657K | $4,938 | 0.25% | Not published | Form 5500 ↗ |
Common questions
Does Potentis Capital match 401(k) contributions?
The match terms for the Potentis Capital LLC have not been published from its filing yet. The plan year 2025 filing reports $649K in employer contributions, about $5,457 per participant. That total includes any match and profit-sharing; it is not a match formula.
When is the Potentis Capital 401(k) match vested?
The vesting schedule for the Potentis Capital LLC is not in the data published so far. Your Summary Plan Description states it.
Who manages the Potentis Capital 401(k)?
The recordkeeper listed on Schedule C of the plan year 2025 filing is ADP, Inc.. The plan administrator is Potentis Capital LLC.
I left Potentis Capital. How do I find my old 401(k)?
Your account stays in the plan until you move it. Contact the plan administrator (Potentis Capital LLC, (201) 470-9366) or the recordkeeper, ADP, Inc.. The Potentis Capital old 401(k) page lists the contacts from every plan filing. Find an old Potentis Capital 401(k)
Data from the public Form 5500 annual reports Potentis Capital filed with the U.S. Department of Labor (plan years 2024 and 2025) and, where noted, the attached independent auditor's report. Plan terms may have changed since the filing; check your current Summary Plan Description. PlanFacts is not affiliated with Potentis Capital. Not financial advice. Report a correction · Methodology