Sullivan Investment retirement plan: assets, participants and fees
What Sullivan Investment's retirement plan plan says about matching contributions
Plan features
Match, vesting and enrollment details have not been published from this plan's audit report yet. The figures below come from the structured filing.
| Recordkeeper | John Hancock | Schedule C ↗ |
| Independent auditor | Withum Smith and Brown PC (unmodified opinion, limited scope) | Schedule H ↗ |
| Plan type and status | Profit-sharing · Active | Form 5500 ↗ |
How the plan compares
Plan year 2025 medians for 126 defined-contribution plans in retail trade with 1,000 to 4,999 participants.
| Sullivan Investment: employer contribution per participant | $577 | |
| Peer median | $996 |
| Sullivan Investment: average balance | $70,820 | |
| Peer median | $47,401 |
| Sullivan Investment: admin expenses ÷ assets | 0.40% | |
| Peer median | 0.20% |
Admin expenses are the plan's reported administrative expenses divided by its assets; they do not include fund expense ratios.
Plan history
Plan assets went from $99.1M at the end of plan year 2021 to $117M at the end of plan year 2025.
| Plan year | Participants | Assets | Employer contributions | Per participant | Admin expense ratio | Match formula | Filing |
|---|---|---|---|---|---|---|---|
| 2025 | 1,701 | $117M | $950K | $577 | 0.40% | Not published | Form 5500 ↗ |
| 2024 | 1,699 | $103M | $1.1M | $660 | 0.45% | Not published | Form 5500 ↗ |
| 2023 | 1,589 | $93.5M | $1M | $648 | 0.56% | Not published | Form 5500 ↗ |
| 2022 | 1,516 | $79.2M | $1.2M | $807 | 0.16% | Not published | Form 5500 ↗ |
| 2021 | 1,404 | $99.1M | $1.1M | $842 | 0.14% | Not published | Form 5500 ↗ |
Other Sullivan Investment plans (1)
Each plan files its own Form 5500. Figures are from each plan's latest filing.
859 US Employee Stock Ownership Plan
Plan features
Match, vesting and enrollment details have not been published from this plan's audit report yet. The figures below come from the structured filing.
| Independent auditor | Withum (unmodified opinion) | Schedule H ↗ |
| Plan type and status | Retirement · Active | Form 5500 ↗ |
Common questions
Does Sullivan Investment match 401(k) contributions?
The match terms for the Sullivan Companies Retirement Trust have not been published from its filing yet. The plan year 2025 filing reports $950K in employer contributions, about $577 per participant. That total includes any match and profit-sharing; it is not a match formula.
When is the Sullivan Investment 401(k) match vested?
The vesting schedule for the Sullivan Companies Retirement Trust is not in the data published so far. Your Summary Plan Description states it.
Who manages the Sullivan Investment 401(k)?
The recordkeeper listed on Schedule C of the plan year 2025 filing is John Hancock. The plan administrator is Sullivan Investment Co., Inc..
I left Sullivan Investment. How do I find my old 401(k)?
Your account stays in the plan until you move it. Contact the plan administrator (Sullivan Investment Co., Inc., (781) 982-1550) or the recordkeeper, John Hancock. The Sullivan Investment old 401(k) page lists the contacts from every plan filing. Find an old Sullivan Investment 401(k)
Data from the public Form 5500 annual reports Sullivan Investment filed with the U.S. Department of Labor (plan years 2021 and 2022 and 2023 and 2024 and 2025) and, where noted, the attached independent auditor's report. Plan terms may have changed since the filing; check your current Summary Plan Description. PlanFacts is not affiliated with Sullivan Investment. Not financial advice. Report a correction · Methodology