Transition Finance Strategies, LLC DBA Blue Ridge Associates 401(k) match, vesting and fees
What Transition Finance Strategies, LLC DBA Blue Ridge Associates' 401(k) plan says about matching contributions
Plan features
Match, vesting and enrollment details have not been published from this plan's audit report yet. The figures below come from the structured filing.
| Recordkeeper | Empower Annuity Insurance Company O | Schedule C ↗ |
| Independent auditor | Uhy (unmodified opinion, limited scope) | Schedule H ↗ |
| Plan type and status | 401(k) · Active | Form 5500 ↗ |
| Late participant contributions | Reported on the filing | Schedule H ↗ |
How the plan compares
Plan year 2025 medians for 1,478 defined-contribution plans in finance and insurance with 100 to 499 participants.
| Transition Finance Strategies, LLC DBA Blue Ridge Associates: employer contribution per participant | $2,649 | |
| Peer median | $3,122 |
| Transition Finance Strategies, LLC DBA Blue Ridge Associates: average balance | $108,375 | |
| Peer median | $111,687 |
| Transition Finance Strategies, LLC DBA Blue Ridge Associates: admin expenses ÷ assets | 0.22% | |
| Peer median | 0.20% |
Admin expenses are the plan's reported administrative expenses divided by its assets; they do not include fund expense ratios.
Plan history
Plan assets went from $6.8M at the end of plan year 2021 to $39.2M at the end of plan year 2025.
| Plan year | Participants | Assets | Employer contributions | Per participant | Admin expense ratio | Match formula | Filing |
|---|---|---|---|---|---|---|---|
| 2025 | 386 | $39.2M | $959K | $2,649 | 0.22% | Not published | Form 5500 ↗ |
| 2024 | 231 | $18.4M | $584K | $2,618 | 0.22% | Not published | Form 5500 ↗ |
| 2023 | 206 | $14.5M | $510K | $2,523 | 0.22% | Not published | Form 5500 ↗ |
| 2022 | 176 | $10.5M | $353K | $2,142 | 0.35% | Not published | Form 5500 ↗ |
| 2021 | 82 | $6.8M | $56K | $725 | 0.09% | Not published | 5500-SF ↗ |
Common questions
Does Transition Finance Strategies, LLC DBA Blue Ridge Associates match 401(k) contributions?
The match terms for the Blue Ridge 401(k) Plan have not been published from its filing yet. The plan year 2025 filing reports $959K in employer contributions, about $2,649 per participant. That total includes any match and profit-sharing; it is not a match formula.
When is the Transition Finance Strategies, LLC DBA Blue Ridge Associates 401(k) match vested?
The vesting schedule for the Blue Ridge 401(k) Plan is not in the data published so far. Your Summary Plan Description states it.
Who manages the Transition Finance Strategies, LLC DBA Blue Ridge Associates 401(k)?
The recordkeeper listed on Schedule C of the plan year 2025 filing is Empower Annuity Insurance Company O. The plan administrator is Transition Finance Strategies, LLC DBA Blue Ridge Associates.
I left Transition Finance Strategies, LLC DBA Blue Ridge Associates. How do I find my old 401(k)?
Your account stays in the plan until you move it. Contact the plan administrator (Transition Finance Strategies, LLC DBA Blue Ridge Associates, (434) 220-7920) or the recordkeeper, Empower Annuity Insurance Company O. The Transition Finance Strategies, LLC DBA Blue Ridge Associates old 401(k) page lists the contacts from every plan filing. Find an old Transition Finance Strategies, LLC DBA Blue Ridge Associates 401(k)
Data from the public Form 5500 annual reports Transition Finance Strategies, LLC DBA Blue Ridge Associates filed with the U.S. Department of Labor (plan years 2021 and 2022 and 2023 and 2024 and 2025) and, where noted, the attached independent auditor's report. Plan terms may have changed since the filing; check your current Summary Plan Description. PlanFacts is not affiliated with Transition Finance Strategies, LLC DBA Blue Ridge Associates. Not financial advice. Report a correction · Methodology