Ultimus Fund Solutions 401(k) match, vesting and fees
What Ultimus Fund Solutions' 401(k) plan says about matching contributions
Plan features
Match, vesting and enrollment details have not been published from this plan's audit report yet. The figures below come from the structured filing.
| Recordkeeper | Pension Corporation of America | Schedule C ↗ |
| Independent auditor | Katz Sapper & Miller, LLP (unmodified opinion, limited scope) | Schedule H ↗ |
| Plan type and status | 401(k) · Active | Form 5500 ↗ |
How the plan compares
Plan year 2024 medians for 673 defined-contribution plans in finance and insurance with 1,000 to 4,999 participants.
| Ultimus Fund Solutions: employer contribution per participant | $3,025 | |
| Peer median | $2,966 |
| Ultimus Fund Solutions: average balance | $75,545 | |
| Peer median | $104,792 |
| Ultimus Fund Solutions: admin expenses ÷ assets | 0.28% | |
| Peer median | 0.10% |
Admin expenses are the plan's reported administrative expenses divided by its assets; they do not include fund expense ratios.
Plan history
Plan assets went from $64.3M at the end of plan year 2021 to $87M at the end of plan year 2024.
| Plan year | Participants | Assets | Employer contributions | Per participant | Admin expense ratio | Match formula | Filing |
|---|---|---|---|---|---|---|---|
| 2024 | 1,305 | $87M | $3.5M | $3,025 | 0.28% | Not published | Form 5500 ↗ |
| 2023 | 1,213 | $71.3M | $3M | $2,849 | 0.29% | Not published | Form 5500 ↗ |
| 2022 | 1,086 | $55.4M | $2.5M | $2,618 | 0.33% | Not published | Form 5500 ↗ |
| 2021 | 859 | $64.3M | $2.1M | $2,733 | 0.18% | Not published | Form 5500 ↗ |
Common questions
Does Ultimus Fund Solutions match 401(k) contributions?
The match terms for the Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan have not been published from its filing yet. The plan year 2024 filing reports $3.5M in employer contributions, about $3,025 per participant. That total includes any match and profit-sharing; it is not a match formula.
When is the Ultimus Fund Solutions 401(k) match vested?
The vesting schedule for the Ultimus Fund Solutions, LLC Retirement & Profit Sharing Plan is not in the data published so far. Your Summary Plan Description states it.
Who manages the Ultimus Fund Solutions 401(k)?
The recordkeeper listed on Schedule C of the plan year 2024 filing is Pension Corporation of America. The plan administrator is Ultimus Fund Solutions, LLC.
I left Ultimus Fund Solutions. How do I find my old 401(k)?
Your account stays in the plan until you move it. Contact the plan administrator (Ultimus Fund Solutions, LLC, (513) 587-3400) or the recordkeeper, Pension Corporation of America. The Ultimus Fund Solutions old 401(k) page lists the contacts from every plan filing. Find an old Ultimus Fund Solutions 401(k)
Data from the public Form 5500 annual reports Ultimus Fund Solutions filed with the U.S. Department of Labor (plan years 2021 and 2022 and 2023 and 2024) and, where noted, the attached independent auditor's report. Plan terms may have changed since the filing; check your current Summary Plan Description. PlanFacts is not affiliated with Ultimus Fund Solutions. Not financial advice. Report a correction · Methodology