Shamrock Trading 401(k) match, vesting and fees
What Shamrock Trading's 401(k) plan says about matching contributions
Plan features
Match, vesting and enrollment details have not been published from this plan's audit report yet. The figures below come from the structured filing.
| Recordkeeper | Merrill Lynch, Pierce Fenner & Smit | Schedule C ↗ |
| Independent auditor | Pickett, Chaney & Mcmullen LLP (unmodified opinion, limited scope) | Schedule H ↗ |
| Plan type and status | 401(k) · Active | Form 5500 ↗ |
How the plan compares
Plan year 2025 medians for 64 defined-contribution plans in transportation and warehousing with 1,000 to 4,999 participants.
| Shamrock Trading: employer contribution per participant | $1,945 | |
| Peer median | $1,806 |
| Shamrock Trading: average balance | $49,726 | |
| Peer median | $57,988 |
| Shamrock Trading: admin expenses ÷ assets | 0.08% | |
| Peer median | 0.21% |
Admin expenses are the plan's reported administrative expenses divided by its assets; they do not include fund expense ratios.
Plan history
Plan assets went from $67M at the end of plan year 2021 to $157M at the end of plan year 2025.
| Plan year | Participants | Assets | Employer contributions | Per participant | Admin expense ratio | Match formula | Filing |
|---|---|---|---|---|---|---|---|
| 2025 | 3,210 | $157M | $6.1M | $1,945 | 0.08% | Not published | Form 5500 ↗ |
| 2024 | 2,846 | $122M | $7.1M | $2,574 | 0.09% | Not published | Form 5500 ↗ |
| 2023 | 2,633 | $94.1M | $6M | $2,383 | 0.10% | Not published | Form 5500 ↗ |
| 2022 | 2,290 | $68.1M | $4.7M | $2,103 | 0.09% | Not published | Form 5500 ↗ |
| 2021 | 1,718 | $67M | $3.6M | $2,207 | 0.08% | Not published | Form 5500 ↗ |
Other Shamrock Trading plans (1)
Each plan files its own Form 5500. Figures are from each plan's latest filing.
Shamrock Trading Corporation ESOP Retirement Plan
Plan features
Match, vesting and enrollment details have not been published from this plan's audit report yet. The figures below come from the structured filing.
| Independent auditor | Pickett, Chaney & Mcmullen LLP (unmodified opinion) | Schedule H ↗ |
| Plan type and status | Profit-sharing · Active | Form 5500 ↗ |
Common questions
Does Shamrock Trading match 401(k) contributions?
The match terms for the Shamrock Trading Corporation 401(k) Profit Sharing Plan have not been published from its filing yet. The plan year 2025 filing reports $6.1M in employer contributions, about $1,945 per participant. That total includes any match and profit-sharing; it is not a match formula.
When is the Shamrock Trading 401(k) match vested?
The vesting schedule for the Shamrock Trading Corporation 401(k) Profit Sharing Plan is not in the data published so far. Your Summary Plan Description states it.
Who manages the Shamrock Trading 401(k)?
The recordkeeper listed on Schedule C of the plan year 2025 filing is Merrill Lynch, Pierce Fenner & Smit. The plan administrator is Shamrock Trading Corporation.
I left Shamrock Trading. How do I find my old 401(k)?
Your account stays in the plan until you move it. Contact the plan administrator (Shamrock Trading Corporation, (913) 310-1406) or the recordkeeper, Merrill Lynch, Pierce Fenner & Smit. The Shamrock Trading old 401(k) page lists the contacts from every plan filing. Find an old Shamrock Trading 401(k)
Data from the public Form 5500 annual reports Shamrock Trading filed with the U.S. Department of Labor (plan years 2021 and 2022 and 2023 and 2024 and 2025) and, where noted, the attached independent auditor's report. Plan terms may have changed since the filing; check your current Summary Plan Description. PlanFacts is not affiliated with Shamrock Trading. Not financial advice. Report a correction · Methodology