Find an old Tompkins Financial 401(k)
Tompkins Retirement Savings Plan
Tompkins Financial Corporation · Plan 002 · EIN 15-0470650 · Ithaca, NY
| Plan administrator | Tompkins Financial Corporation P.O. Box 460, 118 East Seneca Street, Ithaca, NY 14851-0460 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Principal Life Insurance Company | Schedule C ↗ |
| Former employees with balances | 318 separated participants still had money in the plan | Form 5500 ↗ |
Tompkins Financial Corporation Employee Stock Ownership Plan
Tompkins Trust Company · Plan 003 · EIN 15-0470650 · Ithaca, NY
| Plan administrator | Tompkins Trust Company PO Box 460, 118 East Seneca Street, Ithaca, NY 14851-0460 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Principal Life Insurance Company | Schedule C ↗ |
| Former employees with balances | 223 separated participants still had money in the plan | Form 5500 ↗ |
Tompkins Financial Corporation 2015 Defined Contribution Retirement Plan
Tompkins Trust Company · Plan 006 · EIN 15-0470650 · Ithaca, NY
| Plan administrator | Tompkins Trust Company 118 East Seneca Street, P.O. Box 460, Ithaca, NY 14851-0460 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Prudential Retirement Insurance and | Schedule C ↗ |
| Former employees with balances | 0 separated participants still had money in the plan | Form 5500 ↗ |
| Termination | The plan year 2021 filing is marked as the final filing: assets were distributed or moved. Contact the administrator about where your balance went. | Form 5500 ↗ |
Tompkins Financial Corporation Defined Contribution Retirement Plan
Tompkins Trust Company · Plan 004 · EIN 15-0470650 · Ithaca, NY
| Plan administrator | Tompkins Trust Company PO Box 460, Ithaca, NY 14851-0460 | Form 5500 ↗ |
| Recordkeeper (who holds the accounts) | Prudential Retirement Insurance and | Schedule C ↗ |
| Former employees with balances | 0 separated participants still had money in the plan | Form 5500 ↗ |
| Termination | The plan year 2021 filing is marked as the final filing: assets were distributed or moved. Contact the administrator about where your balance went. | Form 5500 ↗ |
Tompkins Financial 401(k) match, vesting and fees →
Found it? Your options
| Leave it | Often allowed if your balance is over $7,000. You keep the plan's investments and fees. |
| Move it to your new job's plan | If the new plan accepts roll-ins. Ask the new plan's recordkeeper. |
| Roll it into an IRA | More investment choices, and you control it. A direct rollover avoids withholding and penalties. |
| Cash out | Usually taxed, plus a 10% penalty if you are under 59½. |
General information, not financial or tax advice. Rules depend on your plan and situation.
How to track down the account
- Call the plan administrator or recordkeeper listed on the filing. Have your name, Social Security number and dates of employment ready.
- If the plan terminated, ask the administrator where balances went (another plan, an IRA provider, or a state unclaimed-property office).
- Over 65? Also check the Department of Labor's Retirement Savings Lost and Found database.
Common questions
How do I find my old Tompkins Financial 401(k)?
Contact the plan administrator listed on the plan's Form 5500 filing: Tompkins Financial Corporation, (607) 273-3210. The accounts are held by the recordkeeper, Principal Life Insurance Company. Have your Social Security number and dates of employment ready.
What is the Tompkins Financial 401(k) phone number?
The plan administrator phone number on the plan year 2024 filing is (607) 273-3210.
Contacts are as filed on each plan's latest Form 5500 and may be out of date. PlanFacts is not affiliated with Tompkins Financial and does not hold accounts. Not financial advice. Report a correction